Corporate Governance

1. I.    The Board meeting of 10 May 2019 resolved to appoint a Chief Corporate Governance Officer, Li-Chi Chen, who has been conducting legal, compliance, internal audit, financial, stock affairs or Corporate Governance related affairs as the supervisor for at least three years in a public company, was assigned and granted authorities to deal with conducting Board meeting and Annual General Meeting(AGM) related affairs, preparing Board meeting and AGM minutes, assisting Directors on-board and training, providing materials for Directors’ practices, and assisting Directors with legal compliance.

2. Corporate Governance related routines in 2023

   1. Conducted meetings (including meeting minutes) of Board of Directors(BOD) and Audit Committee: four & four times respectively, totaling eight times

   2. Conducted AGM and prepared AGM meeting minutes: one time

   3. Conducted Directors’ training: 13 participants, totaling 91 hours

   4. Assisted materials required for Directors’ practices, including materials provided for Board and Audit

   5. Committee meetings a week ahead

   6. Assisted Directors’ practices and BOD resolutions with legal compliance
       

3. Training for Chief Corporate Governance Officer in 2023:

Study Date		Sponsoring Organization	Name of the Course	Study Hours
From	To
11 Jul 23	11 Jul 23	Taiwan Academy of Banking and Finance	Corporate Governance: Industrial AI Today and Tomorrow - The Impact of ChatGPT and Business Response	3
15 Dec 23	15 Dec 23	Taiwan Academy of Banking and Finance	Corporate Governance Series Forum: Challenges and Opportunities in the Global Net Zero Transition	3
19 Dec 23	19 Dec 23	Taiwan Corporate Governance Association	Practical Analysis of Criminal Responsibility in Securities-related Illegal Cases	3
26 Dec 23	26 Dec 23	Taiwan Corporate Governance Association	Circular Economy Benefits and Sustainable Finance Business Opportunities	3

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